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2nd Annual Compliance, Culture & Conduct Risk in Financial Services Forum
Join RFM's Dr. Nick Stavrou at the Compliance, Culture & Conduct Risk in Financial Services Forum in Sydney, Australia. This forum will bring together senior executives from banks and financial institutions, regulators as well as their consultants and advisors focused on how to maintain and strengthen a robust risk and compliance framework under heightened regulatory scrutiny. Topics addressed include:
  • What is the cost of getting culture, conduct and compliance wrong?
  • How do you demonstrate that your organization is adequately addressing conduct risk?
  • How might you reform your organizational culture?
  • What does ethical culture look like and how does it reduce misconduct?

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